5 things every small business owner should know about securities regulation


Many small business owners have problems getting a bank loan because they don’t have a proven credit history and, if the company is young, may not have enough cash flow. The good news is, that same owner can seek capital in smaller, private transactions from investors who are interested in the money the business can make in the future.

Each time an investment opportunity is offered, however, the seller, broker or any other professional who is involved needs to find out whether the offering is…

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