The List: Wichita-area securities brokerages


Information was obtained from firm representatives. through questionnaires and could not be independently verified by the Wichita Business Journal. Only those that responded to our inquiries were listed. In case of ties, companies are listed by highest total local employment. The Wichita area includes Sedgwick, Butler, Harvey, and Sumner counties. According to the state of Kansas’ insurance and securities website, a broker/dealer (or registered representative) in Kansas must obtain a passing score in either the Series 63 or series 66. Registered representatives and broker/dealers are governed by suitability standards and tend to be transaction-based. If you wish to be surveyed when The List is next updated, or if you wish to be considered for other Lists, email your contact information to Chelsea Moore at [email protected] Information for obtaining reprints, web permissions and commemorative plaques, call 877-397-5134. More information can be found online at WichitaBusinessJournal.com by clicking the “Store” tab near the top of the site.

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